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FIRM PROFILE
Overview
SANTANDER US CAPITAL MARKETS LLC is located at 437 Madison Avenue 6th - 8th Floor, New York, NY 10022 and was first established at New York, Delaware in 01/14/2010. After operating for 16 years, SANTANDER US CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SANTANDER US CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. SANTANDER US CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SANTANDER US CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SANTANDER US CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SANTANDER US CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SANTANDER US CAPITAL MARKETS LLC Comes From
Understanding the Statistics for SANTANDER US CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
437 Madison Avenue 6th - 8th Floor, New York, NY 10022
437 Madison Avenue 6th Floor, New York, NY 10022
Large
(212) 872-0100
Delaware since 01/14/2010
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | ||
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 | |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 | |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 | |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 | |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 | |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
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Advisor's working at SANTANDER US CAPITAL MARKETS LLC
John Bradley Jefferies
Thomas Stafford Connolly
John William Trowbridge Featherston
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