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CRD#: 150696
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SANTANDER US CAPITAL MARKETS LLC is located at 437 Madison Avenue 6th - 8th Floor, New York, NY 10022 and was first established at New York, Delaware in 01/14/2010. After operating for 16 years, SANTANDER US CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SANTANDER US CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. SANTANDER US CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SANTANDER US CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SANTANDER US CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SANTANDER US CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SANTANDER US CAPITAL MARKETS LLC Comes From

Understanding the Statistics for SANTANDER US CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5

FIRM INFORMATION

Main Address
437 Madison Avenue 6th - 8th Floor, New York, NY 10022
Mailing Address
437 Madison Avenue 6th Floor, New York, NY 10022
Firm Size
Large
Phone Number
(212) 872-0100
Established
Delaware since 01/14/2010
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SANTANDER CAPITAL HOLDINGS LLCSOLE MEMBER
LANE, JASON DEARMONDCHIEF COMPLIANCE OFFICER2671708
PACHECO, MERCEDES MARIACHIEF LEGAL OFFICER2909083
PRIETO-MORENO, GERARDOPRINCIPAL OPERATIONS OFFICER7295411
SANTANGELO, MICHAEL JOHNCFO4705334
VITALE, PAUL NFINOP, PRINCIPAL FINANCIAL OFFICER5909566
WALSH, JOSEPH NORTON IIICEO2804671

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Advisor's working at SANTANDER US CAPITAL MARKETS LLC

NT

Nonna Titulauri

RR
CRD#: 7906206
Location:
New York, NY 10022
Company:
SANTANDER US CAPITAL MARKETS LLC
Disclosures:
Experience:
1 year
View Profile
TA

Terrie Edwards Aoki

Terrie Alice Edwards
RR
CRD#: 1184282
Location:
New York, NY 10022
Company:
SANTANDER US CAPITAL MARKETS LLC
Disclosures:
Experience:
41 years
View Profile
NB

Nicholas George Boulukos

RR
CRD#: 1501475
Location:
New York, NY 10022
Company:
SANTANDER US CAPITAL MARKETS LLC
Disclosures:
Experience:
36 years
View Profile
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