Susan D. Leiper
Professional summary
Susan Diane Leiper, who also goes by Susan Diane Gunning, Susan Diane Stronach, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1996. Susan has worked at 9 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53, Series 27, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Diane Leiper's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2005 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355January 1, 2004 - May 25, 2005
PNC WEALTH MANAGEMENT LLC
June 1, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
October 2, 2001 - June 1, 2002
PNC BROKERAGE CORP
January 30, 2001 - December 18, 2001
EQUITABLE ADVISORS, LLC
October 3, 2000 - January 24, 2001
HORNOR, TOWNSEND & KENT, LLC
October 1, 2000 - October 6, 2000
WELLS FARGO CLEARING SERVICES, LLC
August 22, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 24, 1997 - August 23, 2000
HORNOR, TOWNSEND & KENT, LLC
January 23, 1996 - September 13, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2005)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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