Kevin H. Goldstein
Professional summary
Kevin Herbert Goldstein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Kevin had worked at 7 firms, which includes KIRLIN SECURITIES INC., WESTERN INTERNATIONAL SECURITIES INC., NORTH COAST SECURITIES CORPORATION, H.J. MEYERS & CO. INC., WALDRON & CO. INC., RENAISSANCE FINANCIAL SECURITIES CORP., LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2001 - May 23, 2001
KIRLIN SECURITIES INC.
December 21, 2000 - January 18, 2001
WESTERN INTERNATIONAL SECURITIES, INC.
April 27, 2000 - December 18, 2000
NORTH COAST SECURITIES CORPORATION
October 15, 1998 - November 19, 1999
KIRLIN SECURITIES INC.
July 8, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
February 17, 1998 - June 23, 1998
WALDRON & CO., INC.
December 10, 1996 - November 19, 1997
RENAISSANCE FINANCIAL SECURITIES CORP.
February 5, 1996 - July 1, 1996
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
KIRLIN SECURITIES INC.
CRD#: 21210 / SEC#: , 8-38749
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 24 |
| Bond | 1 |
Red Flags
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