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David Owen Lindner

CRD# 1305774·Registered 1985 - 2000
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Owen Lindner was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1985 - 2000. David had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

GMST WORLD MARKETS, INC.·CRD# 16190
BD
Lake Mary, FL
May 18, 2000 - August 16, 2000
KIRLIN SECURITIES INC.·CRD# 21210
BD
Syosset, NY
March 14, 1988 - January 3, 2007
PACKARD GROUP INC.·CRD# 16722
BD
September 17, 1987 - April 14, 1988
G. K. SCOTT & CO., INC.·CRD# 3305
BD
April 14, 1987 - August 1, 1987
MARGATE SECURITIES, INC.·CRD# 14586
BD
August 11, 1986 - March 25, 1987
UNIVERSAL SECURITIES OF AMERICA, INC.·CRD# 11529
BD
June 14, 1986 - July 23, 1987
MERIDIAN SECURITIES, INC.·CRD# 14823
BD
March 20, 1985 - November 5, 1985

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Current Firm

GW
GMST WORLD MARKETS, INC.

FIRST LONG ISLAND SECURITIES INC. | GMST WORLD MARKETS, INC. | FIST LONG ISLAND SECURITIES INC.

CRD#: 16190 / SEC#: 8-33471
BD
Cancelled by SEC on 04/09/2004

Contact Information

Established

New York since 01/23/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MASTRIANNI, GERARD APRESIDENT,SHAREHOLDER,SECRETARY2036359
TAORMINA, STEPHEN JOSEPH SRCHIEF EXECUTIVE OFFICER,SHAREHOLDER, SROP,CHAIRMAN OF THE BOARD868811
KIRLIN HOLDING CORP.SHAREHOLDER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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