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Anthony Joseph Kirincic

CRD# 1499511·Registered 1986 - 2001
Barred: Anthony Joseph Kirincic was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Joseph Kirincic, who also goes by Tony Kirincic, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1986 - 2001. Anthony had worked at 4 firms and has passed the Series 63, Series 7, Series 24, Series 4 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Kirincic

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PRINCETON SECURITIES CORPORATION·CRD# 21613
BD
Syosset, NY
May 9, 2001 - November 12, 2001
KIRLIN SECURITIES INC.·CRD# 21210
BD
Syosset, NY
March 14, 1988 - January 3, 2007
G. K. SCOTT & CO., INC.·CRD# 3305
BD
March 27, 1987 - September 3, 1987
MARGATE SECURITIES, INC.·CRD# 14586
BD
May 5, 1986 - March 17, 1987

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Current Firm

PS
PRINCETON SECURITIES CORPORATION

PRINCETON SECURITIES CORPORATION | SANDLER-TRENCH & COMPANY, INC. | SANDLER, TRENCH & COMPANY, INC.

CRD#: 21613 / SEC#: 8-39039
BD
Terminated by SEC on 01/08/2002

Contact Information

Established

New Jersey since 12/24/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRINCETON INVESTMENT HOLDING CORPSHAREHOLDER OF APPLICANT—
HEHIR, PATRICK JOHNS/CROP1945360
KIRINCIC, ANTHONY JOSEPHPRESIDENT DIRECTOR AND SECRETARY1499511
LINDNER, DAVID OWENDIRECTOR AND CHAIRMAN OF THE BOARD1305774
SHAPIRO, BARRY EVANFINOP2623250

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1988About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed May 1986About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1986About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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