Michael C. Holland

HOLLAND CAPITAL MANAGEMENT

CHARLOTTE, NC 28277

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CRD#: 2690126

Professional summary

Michael Chad Holland, CFP®, who also goes by Chad Holland, is a registered financial advisor currently at HOLLAND CAPITAL MANAGEMENT, LLC located in Charlotte, North Carolina and HOLLAND CAPITAL ADVISORS, INC. located in Charlotte, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Holland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Holland is licensed with the state of North Carolina to sell fixed insurance products, not insurance related, Waxhaw, North Carolina, less than 10 hours per month. Mr. Holland also owns rental real estate, he spends less that 5 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Chad Holland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

September 4, 2019 - Present

HOLLAND CAPITAL MANAGEMENT, LLC

Office #1: 15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

RIA

CRD#: 304886

CHARLOTTE, NC

Current

August 21, 2025 - Present

HOLLAND CAPITAL ADVISORS, INC.

Office #1: 3540 Toringdon Way Suite 200, #235, Charlotte, NC 28277

RIA

CRD#: 336204

CHARLOTTE, NC

Past

August 6, 2011 - March 8, 2019

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CHARLOTTE, NC

Past

August 6, 2011 - March 8, 2019

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CHARLOTTE, NC

Past

November 9, 2009 - July 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

September 18, 2009 - July 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

October 1, 2000 - September 2, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 1, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

July 25, 1997 - September 8, 1998

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/4/2024)

IAR

North Carolina
(9/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/27/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/27/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 7/26/1999

General Securities Principal Examination

Current Firm

HOLLAND CAPITAL MANAGEMENT, LLC

HOLLAND CAPITAL MANAGEMENT | HOLLAND CAPITAL MANAGEMENT, LLC | HOLLAND CAPITAL MANAGEMENT LLC

CRD#: 304886 / SEC#:

Florida

Registered Investment Advisory firm - (3/4/2024 Approved)

North Carolina

Registered Investment Advisory firm - (9/4/2019 Approved)

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Contact information

Main Address

Waxhaw, NC

Mailing Address

Ballantyne One 15720 Brixham Hill Avenue Suite 300, Charlotte, NC, 28277

Phone number

(704) 681-1792

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 58,057,557

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael C. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Chad Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLAND CAPITAL ADVISORS, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

WACHOVIA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2009

Series 63

Date: 8/4/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/24/1997

Series 10

Date: 4/27/2000

Series 9

Date: 4/27/2000

Series 24

Date: 7/26/1999

Current Firm

HOLLAND CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLLAND CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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