Corey T. Higgins
Professional summary
Corey Thomas Higgins is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Corey is registered as a RR (Registered Representative) and started their career in finance in 1996. Corey has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Corey Thomas Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2016 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215July 22, 2014 - September 16, 2016
EQUITABLE DISTRIBUTORS, LLC
October 17, 2012 - November 22, 2013
GUARDIAN INVESTOR SERVICES LLC
July 24, 2008 - October 9, 2012
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 28, 2007 - June 16, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 15, 1996 - July 3, 2003
TCF INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2016)
(10/8/2018)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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