JK
Jeffrey A. Kiesnoski
CONCORDE INVESTMENT SERVICES
Setauket, NY 11733
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CRD#: 2688017
JK
Professional summary
Jeffrey Alan Kiesnoski is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Setauket, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Kiesnoski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2015 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 61 Route 25a, Setauket, NY 11733BD
CRD#: 151604
Setauket, NY
Past
March 4, 2010 - June 2, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
PORT JEFFERSON, NY
Past
July 2, 2002 - March 23, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
PORT JEFFERSON, NY
Past
October 29, 1999 - July 29, 2002
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
Past
December 22, 1995 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
BD
CRD#: 10494
WOODBURY, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/6/2015)
RR
Alaska(6/30/2015)
RR
Arizona(3/26/2018)
RR
Arkansas(10/12/2022)
RR
California(5/29/2015)
RR
Colorado(10/7/2015)
RR
Connecticut(5/29/2015)
RR
Delaware(10/12/2022)
RR
District of Columbia(1/15/2021)
RR
Florida(5/29/2015)
RR
Georgia(5/29/2015)
RR
Idaho(5/29/2015)
RR
Illinois(5/29/2015)
RR
Indiana(6/4/2015)
RR
Iowa(5/29/2015)
RR
Kansas(9/16/2022)
RR
Kentucky(10/18/2017)
RR
Louisiana(5/29/2015)
RR
Maine(5/29/2015)
RR
Maryland(5/29/2015)
RR
Michigan(5/29/2015)
RR
Minnesota(1/10/2017)
RR
Mississippi(9/16/2022)
RR
Missouri(5/29/2015)
RR
Montana(5/15/2019)
RR
Nebraska(7/13/2022)
RR
Nevada(4/13/2017)
RR
New Hampshire(10/13/2025)
RR
New Jersey(5/29/2015)
RR
New Mexico(2/15/2017)
RR
New York(5/29/2015)
RR
North Carolina(5/29/2015)
RR
North Dakota(5/29/2015)
RR
Ohio(5/29/2015)
RR
Oklahoma(9/19/2022)
RR
Oregon(7/14/2015)
RR
Pennsylvania(5/29/2015)
RR
Rhode Island(5/29/2015)
RR
South Carolina(5/29/2015)
RR
South Dakota(9/19/2022)
RR
Tennessee(9/24/2015)
RR
Texas(5/29/2015)
RR
Utah(5/29/2015)
RR
Vermont(7/24/2018)
RR
Virginia(7/28/2015)
RR
Washington(6/29/2015)
RR
West Virginia(4/29/2020)
RR
Wisconsin(6/22/2015)
RR
Wyoming(5/29/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONCORDE INVESTMENT SERVICES, LLC
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Phone number
(248) 428-8008
Established
Michigan since 07/10/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604Setauket, NY 11733TRUST BUT VERIFY
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