Brion H. Crum
Professional summary
Brion Herschel Crum, who also goes by Brion H Crum, Brion Herschel Crum, is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.
Brion is registered as a RR (Registered Representative) and started their career in finance in 1997. Brion has worked at 8 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brion Herschel Crum's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
TOBIN & COMPANY SECURITIES LLC
Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280June 11, 2020 - December 31, 2020
PATRICK CAPITAL MARKETS, LLC
February 20, 2015 - October 19, 2017
STRATOS WEALTH PARTNERS, LTD
December 15, 2010 - December 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2010 - December 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2006 - October 26, 2006
SYNERGY INVESTMENT GROUP, LLC
April 21, 2004 - October 26, 2006
SYNERGY INVESTMENT GROUP, LLC
September 27, 2000 - May 16, 2002
VOYA INVESTMENTS DISTRIBUTOR, LLC
July 27, 2000 - October 20, 2000
WMA SECURITIES, INC.
June 8, 1998 - December 31, 1999
WMA SECURITIES, INC.
July 23, 1997 - October 8, 1997
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2021)
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(7/20/2023)
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(3/24/2021)
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(3/28/2021)
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(3/24/2021)
(12/27/2021)
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(3/17/2022)
(6/30/2021)
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(12/21/2021)
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(8/1/2021)
(11/13/2024)
(1/4/2021)
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(5/3/2023)
(1/4/2021)
Exams
Series 7TO
Date: 6/11/2020
General Securities Representative ExaminationFINRA
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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