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Frederick Leonard Fifield

ARCHER DISTRIBUTORS
Laurel, MD
·CRD# 2686330·30 years experience

Professional Summary

Frederick Leonard Fifield is a registered financial advisor currently at ARCHER DISTRIBUTORS, LLC located in Laurel, Maryland. Frederick is registered as a RR (Registered Representative) and started their career in finance in 1996. Frederick has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ARCHER DISTRIBUTORS, LLC·CRD# 158961
BD
6100 Chevy Chase Dr., Suite 100, Laurel, MD 20707
January 31, 2022 - Present
RESOLUTE INVESTMENT DISTRIBUTORS, INC.·CRD# 287788
BD
Irving, TX
February 28, 2018 - February 10, 2020
AMERICAN BEACON ADVISORS, INC.·CRD# 105552
RIA
Irving, TX
November 30, 2010 - February 13, 2020
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
March 19, 2010 - March 1, 2018
ALT FUND DISTRIBUTORS LLC·CRD# 146547
BD
New York, NY
June 1, 2009 - March 8, 2010
BNY MELLON SECURITIES CORPORATION·CRD# 231
RIA
Upper Macungie, PA
March 23, 2007 - November 17, 2008
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
March 18, 1998 - November 17, 2008
SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
August 19, 1996 - May 8, 1997
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
March 25, 1996 - August 8, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
January 1, 1996 - March 28, 1996

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Current Firm

AD
ARCHER DISTRIBUTORS, LLC

ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: 8-68951
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Mailing Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Phone Number

(301) 260-1001 EXT 650

Established

Delaware since 08/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER—
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frederick Leonard Fifield's CRS (Customer Relationship Summary).

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