Theodore J. Holder

AMG DISTRIBUTORS

Stamford, CT 06901

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CRD#: 2686103

Professional summary

Theodore Jonathan Holder, CIMA®, who also goes by Ted Holder, is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1996. Theodore has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ted Holder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT PROPERTY LLC 826 WEST LLC - 313 OVERHILL RD BALTIMORE MD, ONE RENTAL PROPERTY IS CONTROLLED BY THIS LLC, I SERVE AS PROPERTY MANAGER, PURCHASED 8/2004.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Jonathan Holder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 25, 2025 - Present

AMG DISTRIBUTORS, INC.

Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901

CRD#: 27314

Stamford, CT

Past

October 18, 2010 - August 6, 2025

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

TOWSON, MD

Past

October 18, 2010 - August 6, 2025

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

September 29, 2009 - September 27, 2010

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

November 17, 2008 - October 1, 2009

PRINCIPAL ASSET MANAGEMENT

RIA

CRD#: 109002

BALTIMORE, MD

Past

November 10, 2008 - October 2, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 9, 2001 - December 31, 2003

RITTENHOUSE ASSET MANAGEMENT, INC.

RIA

CRD#: 106562

CHICAGO, IL

Past

July 25, 2001 - September 8, 2008

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

June 15, 1998 - September 8, 2008

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

December 6, 1996 - September 10, 1997

KEYPORT FINANCIAL SERVICES CORP.

CRD#: 8127

WELLESLEY HILLS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/25/2025)

District of Columbia
(8/25/2025)

Maryland
(8/25/2025)

Virginia
(8/25/2025)

West Virginia
(8/25/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

CRD#: 27314 / SEC#: , 8-43057

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Mailing Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Phone number

(203) 299-3500

Established

Delaware since 12/29/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMG FUNDS LLC	SOLE SHAREHOLDER	153456
GALIS, AARON	DIRECTOR	7333959
HOPKINS, THOMAS JOHN	PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP	1835087
JACOBS ANTONACCIO, RACHEL ELIZABETH	HEAD OF CLIENT SOLUTIONS AND PRINCIPAL	3189490
KINNE, KEITHA LEE	PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER	2039630
SPELLMAN, PATRICK JOSEPH	CHIEF COMPLIANCE OFFICER	3086822

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore J. Holder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore Jonathan Holder's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

COHEN & STEERS SECURITIES, LLC

PRINCIPAL ASSET MANAGEMENT

PRINCIPAL SECURITIES, INC.

RITTENHOUSE ASSET MANAGEMENT, INC.

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

KEYPORT FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2001

Series 63

Date: 6/18/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/7/1998

Series 6

Date: 12/5/1996

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMG DISTRIBUTORS, INC.

TRUST BUT VERIFY

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