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RC

Robert Paul Cohen

C&C TRADING L.L.C.
GREENWICH, CT
·CRD# 2683613·25 years experience

Professional Summary

Robert Paul Cohen is a registered financial advisor currently at C&C TRADING L.L.C. located in Greenwich, Connecticut. Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 1 firm and has passed the Series 57TO, Series 7TO, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

C&C TRADING L.L.C.·CRD# 39302
BD
1. 35 Mason Street 4th Floor, Greenwich, CT 068302. 35 Mason Street 4th Fl, Greenwich, CT 06830
September 26, 2003 - Present

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Current Firm

CT
C&C TRADING L.L.C.

C&C TRADING L.L.C.

CRD#: 39302 / SEC#: 8-48631
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

35 Mason Street 4th Floor, Greenwich, CT 06830

Mailing Address

35 Mason Street 4th Floor, Greenwich, CT 06830

Phone Number

(212) 706-1227

Established

New York since 08/18/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
C&C GLOBAL MARKETS, LLCMEMBER—
ADORNEY, DAVID JAMESMEMBER3096122
ANCONA, GREGORY MICHAELMEMBER—
ARGINTEANU, MATAN NMNMEMBER7269441
CHARLTON, WILLIAM JAMES IIICCO1021975
CHENG, KEVIN NMNMEMBER6655073
CHERNYAVSKIY, IVAN NMNMEMBER—
COCCHI, ROBERT LOUISEXECUTIVE OFFICER2355430
COHEN, ROBERT PAULEXECUTIVE OFFICER2683613
KALISHMAN, MICHELE AEXECUTIVE OFFICER3134392
KRUGER, JOHN ROBERTFINOP PFO POO4740278
LOUIE, MATTHEW NMNMEMBER6176342
MONTANO, ANDREW JOHNMEMBER4709265
ROTHBAUM, JOSHUAMEMBER7781487
SUH, DANIEL JAIPILMEMBER6458512
TUTTLE, JEREMY PETERMEMBER5847396
WILSON, DAVID CALEBMEMBER4725210

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2025About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 2009About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Paul Cohen's CRS (Customer Relationship Summary).

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