David J. Balistreri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Julius Balistreri was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2015 - June 8, 2016
KOYOTE TRADING LLC
June 1, 2012 - October 16, 2015
MERUS CAPITAL PARTNERS, LLC
October 22, 2010 - May 3, 2012
FIRST EMPIRE SECURITIES, INC.
August 3, 2009 - September 28, 2010
KOYOTE TRADING LLC
September 26, 2005 - October 8, 2009
SCHOTTENFELD GROUP LLC
May 13, 2004 - September 9, 2005
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
April 8, 2003 - January 16, 2004
DOWLING & PARTNERS SECURITIES LLC
May 27, 1997 - April 3, 2003
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
June 19, 1996 - January 22, 1997
NEBRASKA HUDSON COMPANY, INC.
November 22, 1995 - June 19, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
