Stewart R. Henderson
Professional summary
Stewart Rollins Henderson, who also goes by Stewart Henderson, is a registered financial advisor currently at TAILWIND ADVISORS located in Fort Worth, Texas.
Stewart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stewart has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stewart Rollins Henderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2009 - Present
TAILWIND ADVISORS
Office #1: 1320 S University Dr Suite 701, Fort Worth, TX 76107October 1, 2008 - March 16, 2009
J.P. MORGAN SECURITIES LLC
November 30, 2000 - October 1, 2008
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
TAILWIND ADVISORS
CRD#: 150081 / SEC#: 801-70175
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2009)
Exams
Series 2
Date: 10/31/1995
Non-Member General Securities ExaminationCurrent Firm
TAILWIND ADVISORS
CRD#: 150081 / SEC#: 801-70175
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 1,556,018,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/16/2024 | ||
| 12/12/2023 | ||
| 04/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
