Gary G. Kephart

GRANDVIEW ASSET MANAGEMENT LLC

Harrisburg, PA 17112

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CRD#: 268215

Professional summary

Gary Gale Kephart is a registered financial advisor currently at GRANDVIEW ASSET MANAGEMENT LLC located in Harrisburg, Pennsylvania.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1962. Gary has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 5, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Gale Kephart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2020 - Present

GRANDVIEW ASSET MANAGEMENT LLC

Office #1: 4200 Crums Mill Road Floor 2, Harrisburg, PA 17112

RIA

CRD#: 172357

Harrisburg, PA

Past

February 8, 2011 - November 24, 2020

MORGAN STANLEY

RIA

CRD#: 149777

CAMP HILL, PA

Past

June 1, 2009 - November 24, 2020

MORGAN STANLEY

CRD#: 149777

CAMP HILL, PA

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HARRISBURG, PA

Past

November 26, 1979 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 18, 1978 - November 26, 1979

LOEB PARTNERS

CRD#: 7534

Past

May 5, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

CRD#: 7394

Past

June 4, 1962 - May 5, 1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANDVIEW ASSET MANAGEMENT LLC

BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC

CRD#: 172357 / SEC#: 801-108096

RIA

Registered Investment Advisory firm - (7/11/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 1/31/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/17/1981

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 6/24/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 6/4/1962

Registered Representative Examination

Current Firm

GRANDVIEW ASSET MANAGEMENT LLC

BRI INVESTING | SPECIAL PLANNING | GRANDVIEW ASSET MANAGEMENT LLC

CRD#: 172357 / SEC#: 801-108096

RIA

Registered Investment Advisory firm - (7/11/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/14/2016 Terminated)

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Contact information

Main Address

4200 Crums Mill Road Floor 2, Harrisburg, PA 17112

Mailing Address

Phone number

(717) 541-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-WRAP (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,321
AUM (Assets Under Management)	$ 339,960,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary G. Kephart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Gale Kephart's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

LOEB PARTNERS

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

Primary Firm SEC Registration

GRANDVIEW ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2004

Series 63

Date: 8/17/1983

Series 7TO

Date: 3/28/2024

SIE

Date: 10/1/2018

Series 15

Date: 1/31/1984

Series 5

Date: 10/17/1981

PC

Date: 6/24/1977

Series 1

Date: 6/4/1962

Current Firm

GRANDVIEW ASSET MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANDVIEW ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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