Brian E. Stengel

GRANT WILLIAMS L.P.

Philadelphia, PA 19103

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CRD#: 2681245

Professional summary

Brian E Stengel, who also goes by Brian Edward Stengel, is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Edward Stengel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian E Stengel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2020 - Present

GRANT WILLIAMS L.P.

Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103

CRD#: 45961

Philadelphia, PA

Past

June 27, 2018 - April 11, 2019

WALLER CAPITAL SECURITIES LLC

CRD#: 127734

NEW YORK, NY

Past

July 28, 2015 - June 19, 2017

PERELLA WEINBERG PARTNERS LP

CRD#: 138618

NEW YORK, NY

Past

March 19, 2009 - April 22, 2015

WALLER CAPITAL SECURITIES LLC

CRD#: 127734

NEW YORK, NY

Past

July 24, 2007 - March 28, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 19, 1999 - March 1, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 1, 1996 - January 26, 1999

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 6, 1996 - October 1, 1996

GOLDMAN SACHS MONEY MARKETS, L.P.

CRD#: 28613

Past

November 21, 1995 - February 15, 1996

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/7/2020)

Colorado
(3/10/2022)

Connecticut
(12/15/2021)

New York
(12/7/2020)

Pennsylvania
(12/7/2020)

Exams

State Security Law Exam

Series 63

Date: 12/18/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GRANT WILLIAMS L.P.

GRANT WILLIAMS L.P. | GWLP

CRD#: 45961 / SEC#: , 8-51249

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1650 Market Street 53rd Floor, Philadelphia, PA 19103

Mailing Address

1650 Market Street 53rd Floor, Philadelphia, PA 19103

Phone number

(215) 432-7579

Established

Pennsylvania since 06/26/1998

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
PORTFOLIO SOLUTIONS LLC	SHAREHOLDER
GRANT, STEVEN TAYLOR	PRESIDENT, CEO, CCO, CFO	826826
GRW, INC.	GENERAL PARTNER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian E. Stengel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian E Stengel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLER CAPITAL SECURITIES LLC

PERELLA WEINBERG PARTNERS LP

WALLER CAPITAL SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS MONEY MARKETS, L.P.

JPMSI

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2009

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2007

Series 24

Date: 1/31/2017

FINRA

Current Firm

GRANT WILLIAMS L.P.

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GRANT WILLIAMS L.P.

TRUST BUT VERIFY

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