Brian E Stengel
Professional Summary
Brian E Stengel, who also goes by Brian Edward Stengel, is a registered financial advisor currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania. Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Edward Stengel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
GRANT WILLIAMS L.P. | GWLP
Contact Information
Main Address
1650 Market Street 53rd Floor, Philadelphia, PA 19103Mailing Address
1650 Market Street 53rd Floor, Philadelphia, PA 19103Phone Number
(215) 432-7579Established
Pennsylvania since 06/26/1998Firm Type
PartnershipFiscal Year End
DecemberFirm Size
Small# of Employees
2FINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | — |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER | — |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/7/2020)
(3/10/2022)
(12/15/2021)
(12/7/2020)
(12/7/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian E Stengel's CRS (Customer Relationship Summary).
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