AB
Alexander P. Breslin
LADENBURG THALMANN ASSET MANAGEMENT
MELVILLE, NY 11747
Some features on this profile are disabled
CRD#: 2680480
AB
Professional summary
Alexander Paul Breslin, who also goes by Alex Breslin, is a registered financial advisor currently at LADENBURG THALMANN ASSET MANAGEMENT INC located in Melville, New York and LADENBURG THALMANN & CO. INC. located in Melville, New York.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Alexander has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Breslin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SKIES THE LIMIT, NON-INVESTMENT RELATED, 77 WICHARD BLVD, COMMACK, NY 11725; NATURE OF BUSINESS-REAL ESTATE INVESTMENT, CHAIRMAN/CEO, START DATE: 8/15/04, NO HOURS DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS, DONE ON WEEKENDS; BUYING REAL ESTATE FOR INCOME
DBA: The Breslin Group
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Paul Breslin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2004 - Present
LADENBURG THALMANN ASSET MANAGEMENT INC
Office #1: 58 South Service Road Suite 160, Melville, NY 11747RIA
CRD#: 108604
MELVILLE, NY
Current
November 20, 2002 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 58 South Service Road Suite 160, Melville, NY 11747BD
CRD#: 505
Melville, NY
Past
August 25, 1998 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Past
February 5, 1996 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LT
LADENBURG THALMANN ASSET MANAGEMENT INC
GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
RIA
Registered Investment Advisory firm - (10/16/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/22/2025)
IAR
Arizona(1/30/2025)
RR
California(11/20/2002)
IAR
California(6/10/2021)
RR
Colorado(11/20/2002)
RR
Connecticut(11/20/2002)
IAR
Connecticut(6/11/2021)
RR
District of Columbia(11/20/2002)
RR
Florida(11/20/2002)
IAR
Florida(11/18/2021)
RR
Georgia(11/20/2002)
IAR
Georgia(6/11/2021)
RR
Idaho(11/20/2002)
RR
Illinois(11/20/2002)
IAR
Illinois(6/15/2021)
RR
Indiana(11/20/2002)
RR
Iowa(11/20/2002)
RR
Kansas(11/20/2002)
RR
Louisiana(11/20/2002)
IAR
Louisiana(8/27/2004)
RR
Massachusetts(11/20/2002)
RR
Michigan(11/20/2002)
RR
Missouri(11/20/2002)
RR
Nebraska(11/20/2002)
RR
Nevada(11/20/2002)
RR
New Jersey(11/20/2002)
IAR
New Jersey(4/14/2020)
RR
New Mexico(11/20/2002)
IAR
New Mexico(6/10/2021)
RR
New York(11/20/2002)
IAR
New York(3/23/2021)
RR
North Carolina(11/20/2002)
IAR
North Carolina(4/28/2020)
RR
North Dakota(11/20/2002)
IAR
North Dakota(6/14/2021)
RR
Ohio(11/20/2002)
IAR
Ohio(6/10/2021)
RR
Oklahoma(11/20/2002)
IAR
Oklahoma(6/10/2021)
RR
Oregon(11/20/2002)
RR
Pennsylvania(11/20/2002)
IAR
Pennsylvania(6/10/2021)
RR
South Carolina(11/20/2002)
IAR
South Carolina(4/13/2020)
RR
Tennessee(11/20/2002)
RR
Texas(11/20/2002)
IAR
Texas(1/3/2005)
RR
Vermont(11/20/2002)
IAR
Vermont(6/10/2021)
RR
Virginia(11/20/2002)
IAR
Virginia(6/10/2021)
RR
Washington(11/20/2002)
IAR
Washington(6/10/2021)
RR
Wyoming(11/20/2002)
IAR
Wyoming(4/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LT
LADENBURG THALMANN ASSET MANAGEMENT INC
GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
RIA
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Contact information
Main Address
640 Fifth Avenue 4th Fl., New York, NY 10019
Mailing Address
Phone number
(800) 995-5267
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,334 |
| AUM (Assets Under Management) | $ 5,611,078,759 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604Melville, NY 11747TRUST BUT VERIFY
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Contact information
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