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FIRM PROFILE
Overview
LADENBURG THALMANN & CO. INC. is located at 640 5th Avenue 4th Floor, New York, NY 10019 and was first established at New York, Delaware in 12/03/1971. After operating for 54 years, LADENBURG THALMANN & CO. INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LADENBURG THALMANN & CO. INC.’s clients are individuals and 0% of their clients are high net worth individuals. LADENBURG THALMANN & CO. INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LADENBURG THALMANN & CO. INC. are registered to handle securities or provide financial advice. The firm has 50 disclosures, 36 being regulatory events, 0 being client events, and 14 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LADENBURG THALMANN & CO. INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LADENBURG THALMANN & CO. INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LADENBURG THALMANN & CO. INC. Comes From
Understanding the Statistics for LADENBURG THALMANN & CO. INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
640 5th Avenue 4th Floor, New York, NY 10019
640 5th Avenue 4th Floor, New York, NY 10019
Small
(212) 409-2000
Delaware since 12/03/1971
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | ||
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 | |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 | |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 | |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 | |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 | |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 | |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 | |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
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Advisor's working at LADENBURG THALMANN & CO. INC.
Adam Joseph Cabibi
Bruce Adam Silver
Philip Salvatore Blancato
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