James Joseph Lukezic
AIF®Professional Summary
James Joseph Lukezic, AIF® is a registered financial advisor currently at OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC located in New York, New York and OLD SLIP CAPITAL MANAGEMENT, INC. located in Plano, Texas. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. James has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
OLD SLIP CAPITAL | STANDARD FIDUCIARY CONSULTING, LLC | OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC
Contact Information
Main Address
40 Wall Street Floor 28, New York, NY 10005Phone Number
(212) 256-1334# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
26AUM (Assets Under Management)
$305,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
OLD SLIP CAPITAL | STANDARD FIDUCIARY CONSULTING, LLC | OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
(9/23/2019)
(8/20/2021)
(2/27/2019)
(1/23/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Lukezic's CRS (Customer Relationship Summary).
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