Thomas M. Tornabene
Professional summary
Thomas Michael Tornabene, who also goes by Thomas Michael Torabene, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Michael Tornabene's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2002 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215April 22, 2002 - June 4, 2002
EMPOWER FINANCIAL SERVICES, INC.
January 3, 2001 - October 11, 2001
NATCITY INVESTMENTS, INC.
January 3, 2001 - October 11, 2001
NATCITY INSURANCE SERVICES, INC.
April 10, 2000 - January 23, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
December 9, 1997 - March 1, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 16, 1995 - November 12, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2016)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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