Eric E. Harley

1. NAME OF OTHER BUSINESS: OMEGA 88 GROUP LLC INVESTMENT RELATED: NO ADDRESS: ARVERNE, NY 11692 NATURE OF BUSINESS: PASSTHROUGH RECEIVING FEES AND COMMISSIONS START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SINGLE OWNER; 2. NAME OF OTHER BUSINESS: MERRICK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 3. NAME OF OTHER BUSINESS: MERRICK CARES FOR BLUE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: 501C3 THAT FOCUS ON SUPPORTING THE FAMILIES OF FIRST RESPONDERS AND THE COMMUNITY THAT SUPPORTS THEM START DATE: 1/2025 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SUPPORTING PRESIDENT AND HIS/HER AGENDA, EDUCATIONS EFFORTS AND FUND RAISING TO SUPPORT FIRST RESPONDERS; 4. NAME OF OTHER BUSINESS: ASSOCIATION OF AFRICAN AMERICAN FINANCIAL ADVISORS; INVESTMENT RELATED: NO; ADDRESS: 1050 CONNECTICUT AVENUE NW WASHINGTON, DC 20036; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CULTIVATING CAREER ADVANCEMENT AND LEADERSHIP DEVELOPMENT, CREATING EQUITABLE AND INCLUSIVE OPPORTUNITIES, DRIVING POLICY ADVOCACY;