BW
Brandon Weinberg
BANKERS LIFE ADVISORY SERVICES
Mt. Laurel, NJ 08054
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CRD#: 2676313
BW
Professional summary
Brandon Weinberg is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Mt. Laurel, New Jersey and BANKERS LIFE SECURITIES, INC. located in Mount Laurel, New Jersey.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brandon has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: Branch Sales Manager NATURE: INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 120 START DATE: 06/16/2016 ADDRESS: 100 Century parkway, suite 325, mount laurel NJ 08054 DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. RIDER UNIVERSITY POSITION: Advisor NATURE: This is an private University in Lawrenceville, NJ INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2014 ADDRESS: Rider University, 2083 lawrenceville Rd, lawrenceville NJ 08648, United States DESCRIPTION: I serve on the advisory board to the marketing department. We meet twice per year to give feedback on academic related issued, like courses, career planning for students, etc CHEROKEE HIGH SCHOOL LACROSSE BOOSTER CLUB POSITION: President NATURE: A volunteer organization set up for the benefit of the High School girls lacrosse team. We organize social events, conduct fund raising, and other activities to support the team. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2023 ADDRESS: 30 Champlain Rd, Marlton NJ 08053, United States DESCRIPTION: A volunteer organization set up for the benefit of the High School girls lacrosse team. We organize social events, conduct fund raising, and other activities to support the team. The president oversees the above activities and holds membership meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Weinberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2018 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1000 Atrium Way Suite 500, Mt. Laurel, NJ 08054RIA
CRD#: 281285
Mt. Laurel, NJ
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1000 Atrium Way Suite 100, Mount Laurel, NJ 08054BD
CRD#: 173962
Mount Laurel, NJ
Past
June 5, 2010 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MOUNT LAUREL, NJ
Past
January 10, 2005 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
MOUNT LAUREL, NJ
Past
May 21, 2003 - January 13, 2005
AFS BROKERAGE, INC.
BD
CRD#: 25924
AUSTIN, TX
Past
May 23, 2002 - February 3, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
December 5, 1997 - April 16, 2002
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/26/2016)
RR
California(5/26/2016)
RR
Colorado(5/26/2016)
RR
Connecticut(5/26/2016)
RR
Delaware(5/26/2016)
RR
District of Columbia(5/26/2016)
RR
Florida(5/27/2016)
RR
Georgia(5/26/2016)
RR
Illinois(5/26/2016)
RR
Indiana(5/26/2016)
RR
Kentucky(5/26/2016)
RR
Maryland(5/26/2016)
RR
Massachusetts(5/26/2016)
RR
Michigan(5/26/2016)
RR
Missouri(5/26/2016)
RR
New Hampshire(5/26/2016)
RR
New Jersey(5/26/2016)
IAR
New Jersey(9/14/2018)
RR
New York(5/26/2016)
RR
North Carolina(5/26/2016)
RR
Ohio(5/26/2016)
RR
Pennsylvania(5/26/2016)
RR
Texas(5/26/2016)
RR
Virginia(5/26/2016)
RR
West Virginia(5/26/2016)
RR
Wisconsin(5/26/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
