Jonathan E. Isaacman

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT

LOS ANGELES, CA

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CRD#: 2675951

Professional summary

Jonathan E Isaacman, CFP®, CIMA®, CPWA®, who also goes by Jon Edel Isaacman, Jon Edell Isaacman, Jonathan D Isaacman, Jonathan E Isaacman, Jonathan Edel Isaacman, is a registered financial advisor currently at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC located in Los Angeles, California and VP DISTRIBUTORS LLC located in Los Angeles, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jonathan has worked at 13 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Edel Isaacman | Jon Edell Isaacman | Jonathan D Isaacman | Jonathan E Isaacman | Jonathan Edel Isaacman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan E Isaacman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-02-09

Expire date: 2024-01-31

Experience

Current

August 14, 2025 - Present

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104599

LOS ANGELES, CA

Current

August 14, 2025 - Present

VP DISTRIBUTORS LLC

Office #1: 2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067

CRD#: 3036

Los Angeles, CA

Past

August 2, 2022 - August 9, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Los Angeles, CA

Past

August 2, 2022 - August 9, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Los Angeles, CA

Past

July 13, 2018 - June 24, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

May 13, 2014 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LOS ANGELES, CA

Past

April 16, 2014 - June 23, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LOS ANGELES, CA

Past

June 10, 2013 - April 2, 2014

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

January 28, 2013 - April 15, 2013

BROOKLINE GROUP, LLC

CRD#: 153587

NEWPORT BEACH, CA

Past

August 23, 2004 - September 20, 2012

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

April 28, 2004 - June 4, 2004

MCCLENDON, MORRISON & PARTNERS, INC.

CRD#: 14684

CHICAGO, IL

Past

April 24, 2001 - July 18, 2002

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 21, 1998 - April 12, 2001

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

February 18, 1997 - August 13, 1998

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

January 25, 1996 - April 30, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA

Registered Investment Advisory firm - (5/22/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/14/2025)

IAR

California
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/1/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/24/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/29/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/22/2021

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA

Registered Investment Advisory firm - (5/22/1985 Approved)

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Contact information

Main Address

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 556-2721

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAR ADV PART 2A 3/26/2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	27,435
AUM (Assets Under Management)	$ 45,493,862,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan E. Isaacman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan E Isaacman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MERRIMAN CAPITAL, INC.

BROOKLINE GROUP, LLC

ROTH CAPITAL PARTNERS, LLC

MCCLENDON, MORRISON & PARTNERS, INC.

BANC OF AMERICA SECURITIES LLC

DEUTSCHE IXE, LLC

ROTH CAPITAL PARTNERS, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2014

Series 63

Date: 2/8/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/1/1999

Series 7

Date: 1/24/1996

Series 10

Date: 5/29/2021

Series 9

Date: 3/22/2021

Series 24

Date: 2/2/1998

FINRA

Current Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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