John R. Huber
Professional summary
John R Huber, who also goes by John Robert Huber Jr, is a registered financial professional currently at ARCHIPELAGO SECURITIES L.L.C. located in Chicago, Illinois and ARCHIPELAGO TRADING SERVICES, INC. located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John R Huber's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2022 - Present
ARCHIPELAGO SECURITIES L.L.C.
Office #1: 353 North Clark Street Suite 3200, Chicago, IL 60654January 31, 2022 - Present
ARCHIPELAGO TRADING SERVICES, INC.
Office #1: 353 North Clark Street Suite 3200, Chicago, IL 60654June 1, 2009 - June 27, 2014
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 17, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
November 7, 2002 - February 15, 2005
CAPITAL BROKERAGE CORPORATION
August 20, 2002 - February 15, 2005
CETERA FINANCIAL SPECIALISTS LLC
July 12, 2001 - August 7, 2002
INTERACTIVE BROKERS LLC
March 26, 2001 - June 15, 2001
CHICAGO INVESTMENT GROUP, LLC
October 20, 1999 - March 23, 2001
WEB STREET SECURITIES, INC.
April 5, 1999 - September 17, 1999
WATERSTONE FINANCIAL GROUP, INC.
February 1, 1997 - August 8, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 1996 - January 6, 1997
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 9/18/2024
Operations Professional ExaminationSeries 7TO
Date: 1/28/2022
General Securities Representative Examination24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ARCHIPELAGO TRADING SERVICES, INC.
CRD#: 15853 / SEC#: , 8-33180
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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