Randall M. Silverman
Professional summary
Randall Mark Silverman, who also goes by Randy Silverman, is a registered financial professional currently at D. BORAL CAPITAL located in Woodbury, New York.
Randall is registered as a RR (Registered Representative) and started their career in finance in 1996. Randall has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randall Mark Silverman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2024 - Present
D. BORAL CAPITAL
Office #1: 60 Crossways Park Dr. W Suite 305, Woodbury, NY 11797April 13, 2012 - January 30, 2024
AEGIS CAPITAL CORP.
June 5, 2009 - April 13, 2012
BROOKSTONE SECURITIES, INC.
August 1, 2008 - June 11, 2009
AURA FINANCIAL SERVICES, INC.
October 9, 2007 - August 4, 2008
J.P. TURNER & COMPANY, L.L.C.
May 25, 2006 - October 18, 2007
PRESTIGE FINANCIAL CENTER, INC.
January 9, 2006 - June 2, 2006
THE CONCORD EQUITY GROUP, LLC
October 25, 2002 - December 31, 2005
GUNNALLEN FINANCIAL, INC
August 27, 2001 - October 24, 2002
GIT SECURITIES CORPORATION
May 15, 2001 - October 4, 2001
BERRY-SHINO SECURITIES, INC.
June 2, 2000 - May 14, 2001
SALOMON GREY FINANCIAL CORPORATION
June 7, 1999 - May 23, 2000
THE MINNEAPOLIS COMPANY, INC.
May 13, 1998 - October 2, 1998
THE MINNEAPOLIS COMPANY, INC.
January 22, 1998 - April 24, 1998
THE MINNEAPOLIS COMPANY, INC.
October 13, 1997 - January 22, 1998
FAIRCHILD FINANCIAL GROUP, INC.
January 12, 1996 - September 26, 1997
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/30/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/22/2024)
(1/8/2024)
(4/5/2024)
(1/22/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/10/2024)
(2/2/2024)
(1/9/2025)
(2/1/2024)
(1/8/2024)
(1/31/2024)
(1/22/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(2/1/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
(1/25/2024)
(1/31/2024)
(1/30/2024)
(1/8/2024)
(1/8/2024)
(1/8/2024)
Exams
FINRA
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
