Jason P. Rumfelt

REGULUS FINANCIAL GROUP

Belmont, NC 28012

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CRD#: 2669188

Professional summary

Jason Patrick Rumfelt is a registered financial professional currently at REGULUS FINANCIAL GROUP, LLC located in Belmont, North Carolina.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1995. Jason has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Patrick Rumfelt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2025 - Present

REGULUS FINANCIAL GROUP, LLC

Office #1: 208 Glenway St Suite 957, Belmont, NC 28012

CRD#: 150631

Belmont, NC

Past

October 24, 2005 - November 4, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BELMONT, NC

Past

July 19, 2002 - October 24, 2005

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

July 31, 1997 - August 15, 2002

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

November 2, 1995 - August 6, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/3/2025)

Georgia
(11/3/2025)

North Carolina
(11/3/2025)

Ohio
(11/3/2025)

South Carolina
(11/3/2025)

Virginia
(11/3/2025)

Exams

State Security Law Exam

Series 63

Date: 10/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/13/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

REGULUS FINANCIAL GROUP, LLC

REGULUS ADVISORS, LLC | REGULUS, LLC | REGULUS FINANCIAL GROUP, LLC

CRD#: 150631 / SEC#: , 8-68275

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

2687 44th Street, Se, Suite 101, Kentwood, MI 49512

Mailing Address

2687 44th Street, Se, Suite 101, Kentwood, MI 49512

Phone number

(616) 224-2204

Established

Michigan since 12/28/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
REGAL HOLDINGS OF AMERICA, LLC	MEMBER
CARLSON, DONALD NATE MR.	PRESIDENT	2903454
LUTTRULL, KELLEY	FINANCIAL OPERATIONS PRINCIPAL / CHIEF FINANCIAL OFFICER	7363208
VEENSTRA, JILL ANNE	CHIEF COMPLIANCE OFFICER/AMLCO	3222590

Disclosures

Regulatory Event

Red Flags

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Jason P. Rumfelt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Patrick Rumfelt's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGULUS FINANCIAL GROUP, LLC

CETERA WEALTH SERVICES, LLC

BLUE VASE SECURITIES, LLC

LIFEMARK SECURITIES CORP.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1995

SIE

Date: 10/1/2018

Series 6

Date: 10/13/1995

FINRA

Current Firm

REGULUS FINANCIAL GROUP, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REGULUS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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