AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Michael Dominique Kim

Michael D. Kim

STRATEGIC ADVISERS LLC | Financial Consultant
GEORGETOWN, TX
Some features on this profile are disabled
CRD#: 2667497
Michael Dominique Kim

Professional summary

Michael Dominique Kim, who also goes by Mike Kim, Michael D Kim, Michael Dominique Kim, Michael Kim, Mike Dominique Kim, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Georgetown, Texas and FIDELITY BROKERAGE SERVICES LLC located in Austin, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Biography

As a Financial Consultant with Fidelity Investments, I work with our clients on their financial goals through a thorough review and understanding of where they are currently, and where they would like to be. Fidelity not only provides comprehensive industry leading investment products, but in addition our planning and guidance allows our clients to work towards their goals with confidence.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Kim | Michael D Kim | Michael Dominique Kim | Michael Kim | Mike Dominique Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-68028|OrgNmn:Runstone Capital Management LLC|Org Addr:Georgetown,Texas,US|OBA Nature:Passthrough entity for payroll|Invst Rel:Y|Title:Partner|Duties:Ongoing it will only require receiving in funds, and paying residuals (self and/or staff) and tax reporting. |StrtDt:04-20-22|TotHrs/mon:1|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dominique Kim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Texas Christian University

Master of Business Administration (MBA) - Finance

2000

Southern Methodist University

Bachelor of Arts (BA) - Communications

1995

Southern Methodist University

Bachelor of Science (BS) - Economics

1995

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 11501 Alterra Pkwy Ste 115 & 500, Austin, TX 78758
RIA
CRD#: 104555
GEORGETOWN, TX
Current

April 25, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 11501 Alterra Pkwy Ste 115 & 550, Austin, TX 78758
BD
CRD#: 7784
Austin, TX
Past

May 6, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
AUSTIN, TX
Past

March 6, 2017 - April 18, 2022

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Georgetown, TX
Past

February 13, 2017 - April 18, 2022

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
GEORGETOWN, TX
Past

August 28, 2014 - February 9, 2017

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
AUSTIN, TX
Past

July 17, 2014 - February 9, 2017

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
AUSTIN, TX
Past

April 26, 2011 - October 14, 2013

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
AUSTIN, TX
Past

February 20, 2001 - September 21, 2007

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

October 8, 1997 - May 7, 1998

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

April 3, 1997 - October 8, 1997

MYDISCOUNTBROKER.COM

BD
CRD#: 42565
DALLAS, TX
Past

February 18, 1997 - March 24, 1997

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/29/2023)
RR
California
(4/6/2023)
RR
District of Columbia
(3/1/2024)
RR
Florida
(4/25/2022)
RR
Louisiana
(4/25/2022)
RR
Massachusetts
(7/21/2023)
RR
Minnesota
(9/29/2023)
RR
New Mexico
(9/9/2022)
RR
North Carolina
(9/9/2022)
RR
Oregon
(5/23/2024)
RR
Tennessee
(5/7/2024)
RR
Texas
(4/25/2022)
IAR
Texas
(3/31/2025)
RR
Virginia
(2/22/2024)
RR
Washington
(9/9/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/4/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/17/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Georgetown, TX

TRUST BUT VERIFY

Monitor Michael Kim

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics