Timothy J. Harrington

CETERA INVESTMENT ADVISERS LLC

WEST BOLYSTON, MA 01583

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CRD#: 2667106

Professional summary

Timothy James Harrington, who also goes by Tim Harington, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Bolyston, Massachusetts and CETERA WEALTH SERVICES, LLC located in West Bolyston, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Harington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TIMOTHY J HARRINGTON CPA POSITION: Owner NATURE: Accounting & Tax Preparation servicesfor small business and individuals INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 01/01/1998 ADDRESS: 560 D Prospect Street, West Bolyston MA 01583, United States DESCRIPTION: Supervisor and Owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Harrington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 560 D Prospect Street, West Bolyston, MA 01583

RIA

CRD#: 105644

WEST BOLYSTON, MA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 560 D Prospect Street, West Bolyston, MA 01583

CRD#: 13572

WEST BOLYSTON, MA

Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

WEST BOLYSTON, MA

Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

WEST BOLYSTON, MA

Past

June 15, 2010 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

WEST BOYLSTON, MA

Past

June 15, 2010 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

WEST BOLYSTON, MA

Past

February 13, 2004 - June 16, 2010

TRIAD ADVISORS LLC

RIA

CRD#: 25803

WEST BOYLSTON, MA

Past

January 23, 2004 - June 16, 2010

TRIAD ADVISORS LLC

CRD#: 25803

WEST BOYLSTON, MA

Past

June 25, 1998 - February 5, 2004

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

WORCESTER, MA

Past

November 15, 1996 - February 5, 2004

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

November 8, 1995 - November 4, 1996

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(9/5/2025)

IAR

Massachusetts
(9/5/2025)

New Hampshire
(9/5/2025)

Vermont
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Harrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Harrington's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

TITAN/VALUE EQUITIES GROUP, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/1997

Series 63

Date: 11/9/1995

SIE

Date: 10/1/2018

Series 7

Date: 11/7/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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