Kashif Zafar
Professional Summary
Kashif Zafar is a registered financial advisor currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York. Kashif is registered as a RR (Registered Representative) and started their career in finance in 1995. Kashif has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
CALYON SECURITIES (USA) INC | EURO PARTNERS SECURITIES CORPORATION | CREDIT LYONNAIS SECURITIES (USA), INC. | CREDIT AGRICOLE SECURITIES (USA) INC. | CL GLOBALPARTNERS SECURITIES CORPORATION | CALYON SECURITIS (USA) INC.
Contact Information
Main Address
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019Mailing Address
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019Phone Number
(212) 261-7000Established
New York since 01/30/1968Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBALPARTNERS INC. | SHAREHOLDER | — |
| ARNAL, CELINE | MEMBER OF THE BOARD OF DIRECTORS | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | MEMBER OF THE BOARD OF DIRECTORS | 7817148 |
| KURZ, WILLIAM FRANK | COO AND MEMBER OF THE BOARD OF DIRECTORS | 7602164 |
| PUBLIE, STEPHANE | CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | DIRECTOR | 2666642 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
(9/26/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2001About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kashif Zafar's CRS (Customer Relationship Summary).
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