JF
James P. Fortescue
PITON INVESTMENT MANAGEMENT, LP
Garden City, NY 11530
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CRD#: 2664841
JF
Professional summary
James Patrick Fortescue, who also goes by Jimmy Fortescue, is a registered financial advisor currently at PITON INVESTMENT MANAGEMENT, LP located in Garden City, New York and U.S. CAPITAL WEALTH ADVISORS, LLC located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jimmy Fortescue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HALO INVESTING INC. Address: 200 West Jackson Blvd., 18th Floor, Chicago IL 60606 Role: Board Member Responsibilities: Help guide the firm Investment related: Yes Nature of business: Technology platform which helps issue and sell structured notes Start of relationship: 5/1/2017 Estimated hours devoted to other business: 10 hours per month, 5 during business hours 2. BAUER LANE II LLC Address: 1 WO Bauer Lane, Orangeburg, NY 10576 Role: Managing Member Responsibilities: Manage ownership of Piton Investment Management, LLC, De minimis indirect owner of Halo Investing Inc. through GPS Opportunities II, LLC Investment Related: Yes; Nature of Business: LLC set up to hold various investments Start of relationship: 7/1/2015 Estimated hours devoted to other business: 5 hours per month during business hours 3. ClearShares, LLC Address: 606 Bald Avenue Dr., Suite 608, Marco, Island, FL 34145 Role: Portfolio Manager for OPER ETF Responsibilities: Investment decisions for the ETF Investment Related: Yes Nature of Business: Investment Advisor Start of Relationship: December 2019 Estimated hours devoted to other business: 20 hours per month during trading hours 4. DON BOSCO PREP SCHOOL Address: 492 Franklin Turnpike, Ramsey, NJ 07446 Role: Chairman of the Board Responsibilities: Oversee Board and school Investment Related: No Nature of Business: Private High School Start of Relationship: 11/29/18 Estimated hours devoted to other business: 10 hours per month, 5 during business hours 5. CLEARSHARES, LLC Address: 606 Bald Eagle Dr., Suite 608, Marco Island, FL 34145 Role: Portfolio Manager Responsibilities: Help invest the portfolio within the ETF Investment Related: Yes; Nature of Business: ETF Platform Start of Relationship: 11/29/2019 Estimated hours devoted to other business: 20 hours per month, during business hours 6. JPD LEGACY ONE Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Member Responsibilities: Represent interests of the owners of LLC Investment Related: Yes Nature of Business: Investment Advisor Start of Relationship: June 1 2018 Estimated hours devoted to other business: 5 hours during business hours 7. JJKKP Holdings Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Member Responsibilities: Represent interests of the owners of the LLC Investment Related: Yes Nature of Business: Owns interests in Clearshares, LLC Start of Relationship: December 2019 Estimated hours devoted to other business: 5 hours per week during trading hours 8. JJKKP Holdings II Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Member Responsibilities: Represent interests of the owners of the LLC Investment Related: Yes Nature of Business: Owns interests in 13C Start of Relationship: April 2022 Estimated hours devoted to other business: 10 hours per month during trading hours 9. 13Capital LLC Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Partner Responsibilities: Oversee activities of entity Investment Related: Yes Nature of Business: Advisor to a private fund Start of Relationship: April 2022 Estimated hours devoted to other business: 10 hours per month during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Fortescue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2018 - Present
PITON INVESTMENT MANAGEMENT, LP
Office #1: 401 Franklin Avenue Suite 202b, Garden City, NY 11530RIA
CRD#: 282517
Garden City, NY
Current
February 6, 2024 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 521 Fifth Avenue 15th Floor, New York, NY 10175RIA
CRD#: 288199
New York, NY
Past
December 22, 1995 - January 16, 1996
KESSLER & COMPANY INVESTMENTS, INC.
BD
CRD#: 18749
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
Registered Investment Advisory firm - (5/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/11/2021)
IAR
Texas(5/2/2018)
IAR
Texas(2/6/2024)
Exams
General Industry/Product Exam
Current Firm
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
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Contact information
Main Address
4444 Westheimer Rd. Suite G500, Houston, TX 77027
Mailing Address
Phone number
(713) 366-0500
Established
Firm type
Fiscal year end
# of Employees
133
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
