Ana R. Suarez

ATLAS ASSET MANAGEMENT LLC

Guaynabo, PR 00968-8022

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CRD#: 2663475

Professional summary

Ana Rosa Suarez, who also goes by Ana Rosa Suarez, Ana Rosa Suarez Pesante, Ana Suarez Pesante, Ana Rosa Suarezpesante, is a registered financial advisor currently at ATLAS ASSET MANAGEMENT LLC located in Guaynabo, .

Ana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ana has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ana Rosa Suarez | Ana Rosa Suarez Pesante | Ana Suarez Pesante | Ana Rosa Suarezpesante

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Rosa Suarez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2021 - Present

ATLAS ASSET MANAGEMENT LLC

Office #1: Buchanan Office Center 40 Carr 165 Suite 201, Guaynabo, PR 00968-8022

RIA

CRD#: 173561

Guaynabo, PR

Past

March 27, 2018 - May 21, 2021

SANTANDER ASSET MANAGEMENT

RIA

CRD#: 109399

GUAYNABO, PR

Past

October 5, 2011 - December 15, 2017

ORIENTAL FINANCIAL SERVICES LLC

CRD#: 29753

SAN JUAN, PR

Past

March 23, 2010 - September 27, 2011

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

GUAYNABO, PR

Past

March 12, 1997 - September 27, 2011

SANTANDER SECURITIES LLC

CRD#: 41791

GUAYNABO, PR

Past

November 22, 1995 - March 10, 1997

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS ASSET MANAGEMENT LLC

CRD#: 173561 / SEC#: 801-119872

RIA

Registered Investment Advisory firm - (11/27/2020 Approved)

Puerto Rico

Registered Investment Advisory firm - (11/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(6/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/5/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/13/1995

Financial and Operations Principal Examination

Current Firm

ATLAS ASSET MANAGEMENT LLC

CRD#: 173561 / SEC#: 801-119872

RIA

Registered Investment Advisory firm - (11/27/2020 Approved)

Puerto Rico

Registered Investment Advisory firm - (11/27/2020 Terminated)

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Contact information

Main Address

Buchanan Office Center 40 Carr 165 Suite 201, Guaynabo, PR 00968-8022

Mailing Address

Phone number

(787) 781-1301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS ADV PART 2 (2/13/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 333,982,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ana R. Suarez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Rosa Suarez's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER ASSET MANAGEMENT

ORIENTAL FINANCIAL SERVICES LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

POPULAR SECURITIES, LLC

Primary Firm SEC Registration

ATLAS ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/2011

Series 65

Date: 12/3/1999

SIE

Date: 12/15/2017

Series 7

Date: 1/18/1997

Series 24

Date: 3/2/1998

Series 27

Date: 11/13/1995

Current Firm

ATLAS ASSET MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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