Michael J. Chrisman
Professional summary
Michael Judson Chrisman is a registered financial professional currently at ROTHSCHILD & CO REDBURN located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Judson Chrisman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
ROTHSCHILD & CO REDBURN
Office #1: 1251 Avenue Of The Americas 34th Floor, New York, NY 10020July 8, 2025 - June 17, 2026
MAXIM GROUP LLC
August 7, 2024 - June 26, 2025
ANOS CAPITAL, LLC
November 7, 2019 - August 13, 2024
THE BENCHMARK COMPANY, LLC
November 16, 2017 - August 16, 2018
WILLIAM O'NEIL SECURITIES
August 1, 2011 - November 6, 2017
PIPER SANDLER & CO.
January 26, 2011 - July 27, 2011
BREAN CAPITAL, LLC
August 30, 2005 - November 18, 2010
DEUTSCHE BANK SECURITIES INC.
January 8, 2003 - August 22, 2005
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - November 13, 2002
BANC OF AMERICA SECURITIES LLC
October 10, 1995 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/29/1999
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
FINRA
Investors' Exchange LLC
Current Firm
ROTHSCHILD & CO REDBURN
CRD#: 140564 / SEC#: , 8-67320
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO REDBURN | PARENT COMPANY | 325601 |
| BRISTOWE, WILLIAM ROBERT | HEAD OF US ACCESS AND REDBURN ATLANTIC US VICE CHAIRMAN | 1798670 |
| CONNELLY, ARTHUR MARK JR. | US HEAD OF ECM | 2056930 |
| GORDON, BENJAMIN JAKE | CHIEF COMPLIANCE OFFICER | 6677911 |
| JOSEPH, ROWAN MURRAY | HEAD OF NORTH AMERICA | 5517410 |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| MCELLIGOTT, CASEY MEREDITH | HEAD OF US EXECUTION | 4440554 |
| SCHACKERT, CHRISTA MARY | FINOP, PRINCIPAL FINANCIAL OFFICER | 4219093 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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