William T. Kaeli

NORTHSTAR ASSET MANAGEMENT COMPANY

Blue Bell, PA 19422

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CRD#: 2663129

Professional summary

William Thomas Kaeli JR, who also goes by William Thomas Kaeli Jr, William Kaeli Jr, is a registered financial advisor currently at NORTHSTAR ASSET MANAGEMENT COMPANY, LLC located in Blue Bell, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Thomas Kaeli Jr | William Kaeli Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Kaeli JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2024 - Present

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

Office #1: 488 Norristown Road Suite 142, Blue Bell, PA 19422

RIA

CRD#: 328279

Blue Bell, PA

Past

February 10, 2022 - February 23, 2024

NORTHSTAR ASSET MANAGEMENT LLC

RIA

CRD#: 109185

BLUE BELL, PA

Past

June 2, 2016 - December 6, 2018

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

Philadelphia, PA

Past

June 2, 2016 - December 6, 2018

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

February 21, 2012 - May 4, 2016

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

PHILADELPHIA, PA

Past

February 21, 2012 - May 4, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

PHILADELPHIA, PA

Past

January 26, 2005 - January 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

February 22, 2002 - January 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

October 23, 1997 - February 21, 2002

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

NEW YORK, NY

Past

June 3, 1996 - September 23, 1997

NOYES PARTNERS INCORPORATED

CRD#: 10128

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

CRD#: 328279 / SEC#: 801-129534

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/31/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/8/1995

General Securities Representative Examination

Current Firm

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

CRD#: 328279 / SEC#: 801-129534

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

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Contact information

Main Address

488 Norristown Road Suite 142, Blue Bell, PA 19422

Mailing Address

Phone number

(484) 342-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHSTAR ASSET MANAGEMENT COMPANY FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 617,171,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William T. Kaeli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Kaeli JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR ASSET MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HERZOG, HEINE, GEDULD, LLC

NOYES PARTNERS INCORPORATED

Primary Firm SEC Registration

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2005

Series 63

Date: 12/15/1995

SIE

Date: 10/1/2018

Series 55

Date: 7/31/1999

Series 7

Date: 11/8/1995

Current Firm

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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