Sherri L. Yager
Professional summary
Sherri Lynn Yager, who also goes by Sherri Lynn Belles, is a registered financial professional currently at CAPITAL MANAGEMENT OF THE CAROLINAS, LLC located in Charlotte, North Carolina.
Sherri is registered as a RR (Registered Representative) and started their career in finance in 1995. Sherri has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherri Lynn Yager's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2001 - Present
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
Office #1: 1520 South Boulevard, Suite 230, Charlotte, NC 28203Office #2: 1520 South Boulevard, Suite 230, Charlotte, NC 28203December 18, 1995 - July 11, 2000
STERLING CAPITAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2001)
Exams
FINRA
Current Firm
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
CRD#: 110643 / SEC#: , 8-53149
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORIN, MICHAEL LEWIS | PARTNER/VICE PRESIDENT | 2951550 |
| RIVERS, JAMES CALVIN JR | PARTNER | 1067542 |
| THE KENNETH LEE CARTER, JR. REVOCABLE TRUST | TRUST | |
| DOUGLASS, REBECCA GENTRY | PARTNER | 1213829 |
| CARTER, KENNETH LEE JR | PARTNER/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TRUSTEE | 2822127 |
| YAGER, SHERRI LYNN | CHIEF COMPLIANCE OFFICER | 2660363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
