William Lawrence Barkow
Professional Summary
William Lawrence Barkow, who also goes by Bill Barkow, is a registered financial advisor currently at VNTR SECURITIES LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Barkow
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
VNTR SECURITIES LLC
Contact Information
Main Address
152 Madison Avenue 7th Floor, New York, NY, 10016Mailing Address
152 Madison Avenue 7th, New York, NY, 10016Phone Number
(347) 284-0110Established
Delaware since 04/11/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/18/2020)
(9/4/2020)
(11/14/2018)
(8/27/2020)
(8/18/2020)
(8/19/2020)
(8/26/2020)
(3/25/2019)
(11/12/2020)
(8/19/2020)
(5/7/2021)
(8/17/2020)
(10/8/2020)
(9/9/2020)
(8/18/2020)
(8/18/2020)
(8/19/2020)
(8/18/2020)
(8/19/2020)
(8/18/2020)
(8/13/2020)
(2/27/2019)
(9/3/2020)
(8/17/2020)
(8/18/2020)
(8/19/2020)
(8/21/2020)
(8/19/2020)
(8/18/2020)
(8/19/2020)
(2/20/2019)
(10/21/2020)
(8/22/2020)
(8/17/2020)
(8/31/2020)
(8/18/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 1999About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Lawrence Barkow's CRS (Customer Relationship Summary).
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