Eric Louis Brachfeld
Professional Summary
Eric Louis Brachfeld is a registered financial advisor currently at MVP MANAGER LLC located in New York, New York and VNTR SECURITIES LLC located in New York, New York. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
MVP MANAGER LLC | MVP OF MANAGER LLC | MVP OF MANAGER
Contact Information
Main Address
152 Madison Avenue 7th Floor, New York, NY, 10016Phone Number
(212) 858-9900# of Employees
1SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
82AUM (Assets Under Management)
$2,809,615,786Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 9/5/2019 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MVP MANAGER LLC | MVP OF MANAGER LLC | MVP OF MANAGER
State Registrations and Notice Filings
(1/2/2019)
(3/27/2020)
(6/28/2018)
(5/26/2020)
(7/26/2017)
(2/8/2018)
(10/26/2017)
(2/15/2018)
(3/7/2018)
(10/6/2017)
(9/13/2017)
(8/19/2020)
(3/10/2020)
(3/24/2017)
(3/21/2018)
(3/10/2020)
(4/15/2020)
(3/10/2020)
(2/2/2018)
(5/28/2021)
(4/7/2017)
(4/24/2017)
(10/5/2017)
(4/9/2020)
(3/10/2020)
(8/1/2018)
(3/18/2020)
(5/19/2021)
(3/18/2020)
(5/9/2018)
(11/13/2017)
(5/3/2024)
(4/7/2017)
(4/27/2026)
(3/10/2020)
(3/19/2020)
(4/10/2018)
(3/10/2020)
(4/20/2017)
(2/6/2018)
(4/13/2023)
(3/10/2020)
(2/6/2018)
(4/6/2020)
(5/28/2021)
(5/31/2017)
(3/10/2020)
(6/29/2021)
(6/5/2018)
(5/17/2017)
(3/31/2020)
(3/20/2020)
(4/7/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2012About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Louis Brachfeld's CRS (Customer Relationship Summary).
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