James O. Roeder

NOBLE INVESTORS LLC

Fredericksburg, TX 78624

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CRD#: 2660058

Professional summary

James Osborn Roeder, who also goes by Jim Roeder, Jimmy Roeder, is a registered financial advisor currently at NOBLE INVESTORS LLC located in Fredericksburg, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Roeder | Jimmy Roeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AMERICAN HERIGATE EDUCATION FOUNDATION; HOUSTON, TX 77027; NOT INVESTMENT RELATED; 501(C)(3) EDUCATION FOUNDATION THAT PROVIDES LESSON PLANS ABOUT AMERICA'S FACTUAL AND PHILOSOPHICAL HISTORY TO PROMOTE CONSTRUCTIVE CITIZENSHIP, FREEDOM, UNITY, PROGRESS AND RESPONSIBILITY; DIRECTOR; START: 7/2008; 0 TIME DURING TRADING HRS; PROVIDE ADVICE TO CHAIRMAN ON GROWTH STRATEGIES, FUNDING SOURCES, NEW BOARD MEMEBERS, EDUCATIONAL PARTNERS AND DONATE TO THE FOUNDATION. 2. CLEMSON INSTITUTE FOR THE STUDY OF CAPITALISM; NOT INVESTMENT RELATED; 165 SIRRINE HALL, SC 29634-1301; EXPLORING THE MORAL FOUNDATIONS OF CAPITALISM; MEMBER OF BOARD OF DIRECTORS; START:11/2013; 0 TIME DURING TRADING HOURS; SUPPORT THE INSTITUTE FINANCIALLY VIA THE CLEMSON FOUNDATION, PROVIDE STRATEGIC ADVICE/FEEDBACK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Osborn Roeder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2023 - Present

NOBLE INVESTORS LLC

Office #1: 403 W Live Oak St, Fredericksburg, TX 78624

RIA

CRD#: 325722

Fredericksburg, TX

Past

June 1, 2010 - December 19, 2016

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

June 18, 2001 - June 4, 2010

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HOUSTON, TX

Past

May 6, 1999 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

September 9, 1996 - March 24, 1999

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Past

June 6, 1996 - June 25, 1996

HARRIS NESBITT CORP.

CRD#: 7299

CHICAGO, IL

Past

November 3, 1995 - June 4, 1996

KROLL SECURITIES LLC

CRD#: 36927

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1995

General Securities Representative Examination

Current Firm

NOBLE INVESTORS LLC

CRD#: 325722 / SEC#:

Texas

Registered Investment Advisory firm - (8/25/2023 Approved)

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Contact information

Main Address

403 W Live Oak St, Fredericksburg, TX 78624

Mailing Address

Phone number

(830) 992-3525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 6,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James O. Roeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Osborn Roeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLE INVESTORS LLC

INVESCO DISTRIBUTORS, INC.

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

FIFTH THIRD/MAXUS SECURITIES INC

HARRIS NESBITT CORP.

KROLL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/1995

SIE

Date: 12/19/2016

Series 7

Date: 11/2/1995

Current Firm

NOBLE INVESTORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOBLE INVESTORS LLC

TRUST BUT VERIFY

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