Patrick J Bradley
Professional Summary
Patrick J Bradley is a registered financial advisor currently at NANCY BARRON & ASSOCIATES, INC. located in Lexington, Kentucky. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2009. Patrick has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
NANCY BARRON & ASSOCIATES, INC.
Contact Information
Main Address
150 Grand Boulevard, Lexington, KY 40507Mailing Address
150 Grand Boulevard, Lexington, KY 40507Phone Number
(859) 254-4010Established
Kentucky since 03/26/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2009About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick J Bradley's CRS (Customer Relationship Summary).
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