Nancy Truxtun Barron Ii
Professional Summary
Nancy Truxtun Barron II is a registered financial advisor currently at NANCY BARRON & ASSOCIATES, INC. located in Lexington, Kentucky. Nancy is registered as a RR (Registered Representative) and started their career in finance in 1973. Nancy has worked at 6 firms and has passed the Series 52TO, Series 7TO, SIE, Series 5, Series 3, Series 1, Series 14, Series 4, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
NANCY BARRON & ASSOCIATES, INC.
Contact Information
Main Address
150 Grand Boulevard, Lexington, KY 40507Mailing Address
150 Grand Boulevard, Lexington, KY 40507Phone Number
(859) 254-4010Established
Kentucky since 03/26/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/1996)
(6/10/1992)
(4/19/2016)
(2/24/2004)
(10/10/1996)
(2/20/1997)
(10/7/1996)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 5 — Interest Rate Options Examination
Passed Jan 1982Series 1 — Registered Representative Examination
Passed Jun 1973SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nancy Truxtun Barron II's CRS (Customer Relationship Summary).
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