Diana M. Grable

ALLSTATE FINANCIAL ADVISORS

Godfrey, IL 62035-1808

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CRD#: 2657510

Professional summary

Diana Marie Grable, who also goes by Diana Marie Conway, Diana M Grable, Diana Marie Hall, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Godfrey, Illinois and ALLSTATE FINANCIAL SERVICES, LLC located in Godfrey, Illinois.

Diana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Diana has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diana Marie Conway | Diana M Grable | Diana Marie Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALLSTATE LEGACY ACCOUNTS POSITION: agent NATURE: Servicing Allstate Legacy Accounts i.e. Everlake, LBL, Wilton Re and The Standard accounts INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2025 ADDRESS: 3015 Godfrey Rd, Godfrey IL 62035, United States DESCRIPTION: Servicing customers for allstate legacy accounts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Marie Grable's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2013 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 3015 Godfrey Rd, Godfrey, IL 62035-1808

RIA

CRD#: 109524

Godfrey, IL

Current

November 30, 2012 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 3015 Godfrey Rd, Godfrey, IL 62035-1808

CRD#: 18272

Godfrey, IL

Past

March 16, 2010 - October 17, 2012

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

BRIDGETON, MO

Past

November 26, 2008 - October 17, 2012

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

BRIDGETON, MO

Past

February 16, 1996 - January 7, 2000

TCF INVESTMENTS, INC.

CRD#: 34954

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/3/2012)

IAR

Illinois
(1/15/2013)

Kentucky
(9/25/2025)

Missouri
(11/30/2012)

North Carolina
(6/20/2024)

South Carolina
(3/5/2024)

Texas
(1/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/24/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diana M. Grable

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Marie Grable's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

TCF INVESTMENTS, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2010

Series 63

Date: 3/17/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2009

Series 6

Date: 11/24/2008

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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