Wayne T. Mescher

AURORA SECURITIES

Piqua, OH

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CRD#: 2655981

Professional summary

Wayne Thomas Mescher is a registered financial professional currently at AURORA SECURITIES located in Piqua, Ohio.

Wayne is registered as a RR (Registered Representative) and started their career in finance in 1995. Wayne has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne Thomas Mescher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

AURORA SECURITIES

CRD#: 46147

Piqua, OH

Past

June 14, 2024 - July 8, 2025

OSAIC WEALTH, INC.

CRD#: 23131

PIQUA, OH

Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

PIQUA, OH

Past

February 8, 2007 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

PIQUA, OH

Past

May 12, 2003 - October 27, 2006

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

MONROEVILLE, PA

Past

March 20, 2003 - October 27, 2006

NATIONAL PLANNING CORPORATION

CRD#: 29604

MONROEVILLE, PA

Past

December 1, 2001 - March 4, 2003

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

May 31, 2000 - December 1, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

May 13, 1999 - May 31, 2000

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

January 21, 1998 - May 5, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

October 12, 1995 - January 20, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/1/2025)

Indiana
(7/1/2025)

Ohio
(7/1/2025)

South Carolina
(7/1/2025)

Exams

State Security Law Exam

Series 63

Date: 4/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/4/2007

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: , 8-51322

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CURTS INVESTMENT, LLC	OWNER
KAMEN, LORI BETH	PRESIDENT/CCO	2805591
SCHAPS, MICHAEL ROBERT	FINOP	1892138

Red Flags

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Wayne T. Mescher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne Thomas Mescher's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

INVESTACORP, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

U.S. BANCORP INVESTMENTS, INC.

FIRSTAR INVESTMENT SERVICES,INC.

CONSECO SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/1998

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/10/2008

Series 6

Date: 10/11/1995

Series 26

Date: 6/4/2007

FINRA

Current Firm

AURORA SECURITIES

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AURORA SECURITIES

TRUST BUT VERIFY

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