AT
Anastasia M. Thermos
STRATEGIC ADVISERS LLC
LIBERTYVILLE, IL
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CRD#: 2655670
AT
Professional summary
Anastasia Marie Thermos, who also goes by Anastasia Marie Neitzel, Anastasia Marie Thermos, Stacey Thermos, Anastasia Thermos, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Libertyville, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Anastasia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anastasia has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anastasia Marie Neitzel | Anastasia Marie Thermos | Stacey Thermos | Anastasia Thermos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Adler Family Association; Not Investment-related; Libertyville, IL; Overseeing Family Association; President, making some decisions on how to spend money for school related activities; 06/2018; 3 hrs/monthly; 0 hrs/trading; De liver/create/assist families of Adler Park School programs. 2) Forest Creek; Non Investment-Related; Buffalo Grove, IL; Help neighborhood association; treasurer; 02/2022; 1 hour/ month; 0 hours/ trading; helping neighborhood association
CRS (Client Relationship Summary) - RIA
Click below to view Anastasia Marie Thermos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LIBERTYVILLE, IL
Current
August 29, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
September 13, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LIBERTYVILLE, IL
Past
March 30, 2020 - July 8, 2022
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CHICAGO, IL
Past
March 30, 2020 - July 8, 2022
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CHICAGO, IL
Past
June 16, 2015 - April 2, 2020
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
GURNEE, IL
Past
June 16, 2015 - April 2, 2020
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
GURNEE, IL
Past
September 12, 2012 - May 8, 2015
WILLIAM BLAIR
RIA
CRD#: 1252
CHICAGO, IL
Past
September 12, 2012 - May 8, 2015
WILLIAM BLAIR
BD
CRD#: 1252
CHICAGO, IL
Past
February 17, 2012 - March 15, 2012
GUGGENHEIM INVESTMENT ADVISORS, LLC
RIA
CRD#: 108263
CHICAGO, IL
Past
February 17, 2012 - March 15, 2012
GUGGENHEIM INVESTOR SERVICES, LLC
BD
CRD#: 30096
NEW YORK, NY
Past
August 20, 2004 - November 4, 2008
GUGGENHEIM INVESTMENTS
RIA
CRD#: 129288
LISLE, IL
Past
May 20, 2004 - April 25, 2011
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
LISLE, IL
Past
December 4, 2002 - June 4, 2004
EVERLAKE DISTRIBUTORS, LLC
BD
CRD#: 100460
NORTHBROOK, IL
Past
June 3, 1999 - December 9, 2002
AFD, INC.
BD
CRD#: 34047
NORTHBROOK, IL
Past
July 10, 1998 - March 5, 1999
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2022)
RR
Alaska(8/29/2022)
RR
Arizona(8/29/2022)
RR
Arkansas(8/29/2022)
RR
California(8/29/2022)
RR
Colorado(8/29/2022)
RR
Connecticut(8/29/2022)
RR
Delaware(8/29/2022)
RR
District of Columbia(8/29/2022)
RR
Florida(8/29/2022)
RR
Georgia(8/29/2022)
RR
Hawaii(8/29/2022)
RR
Idaho(8/29/2022)
RR
Illinois(8/29/2022)
IAR
Illinois(3/31/2025)
RR
Indiana(8/29/2022)
RR
Iowa(8/29/2022)
RR
Kansas(8/29/2022)
RR
Kentucky(8/29/2022)
RR
Louisiana(8/29/2022)
RR
Maine(8/29/2022)
RR
Maryland(8/29/2022)
RR
Massachusetts(8/29/2022)
RR
Michigan(8/29/2022)
RR
Minnesota(8/29/2022)
RR
Mississippi(8/29/2022)
RR
Missouri(8/29/2022)
RR
Montana(8/29/2022)
RR
Nebraska(8/29/2022)
RR
Nevada(8/29/2022)
RR
New Hampshire(8/29/2022)
RR
New Jersey(8/29/2022)
RR
New Mexico(8/29/2022)
RR
New York(8/29/2022)
RR
North Carolina(8/29/2022)
RR
North Dakota(8/29/2022)
RR
Ohio(8/29/2022)
RR
Oklahoma(8/29/2022)
RR
Oregon(8/29/2022)
RR
Pennsylvania(8/29/2022)
RR
Puerto Rico(8/29/2022)
RR
Rhode Island(8/29/2022)
RR
South Carolina(8/29/2022)
RR
South Dakota(8/29/2022)
RR
Tennessee(8/29/2022)
RR
Texas(8/29/2022)
RR
Utah(8/29/2022)
RR
Vermont(8/29/2022)
RR
Virgin Islands(8/29/2022)
RR
Virginia(8/29/2022)
RR
Washington(8/29/2022)
RR
West Virginia(8/29/2022)
RR
Wisconsin(8/29/2022)
RR
Wyoming(8/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
