Gregory D. Patterson
Professional summary
Gregory Don Patterson, who also goes by Greg Patterson, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Seaford, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 10 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Don Patterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2023 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 3832 Sunrise Hwy, Seaford, NY 11783-2634April 1, 2013 - August 12, 2020
FOUR POINTS CAPITAL PARTNERS LLC
May 20, 2011 - April 1, 2013
NATIONAL SECURITIES CORPORATION
January 13, 2004 - June 16, 2011
WOODSTOCK FINANCIAL GROUP, INC.
August 13, 2002 - September 12, 2003
WOODSTOCK FINANCIAL GROUP, INC.
October 13, 2000 - August 12, 2002
J.P. TURNER & COMPANY, L.L.C.
May 30, 2000 - October 19, 2000
EMERSON BENNETT & ASSOCIATES
December 7, 1999 - May 23, 2000
S.G. MARTIN SECURITIES LLC
February 25, 1998 - December 31, 1999
FIN-ATLANTIC SECURITIES, INC.
December 22, 1997 - February 24, 1998
FAIRCHILD FINANCIAL GROUP, INC.
November 18, 1996 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2024)
(6/8/2023)
(9/4/2024)
Exams
Series 6TO
Date: 5/31/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 5/1/2023
General Securities Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
