Gregory B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Brian Jones was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - August 2, 2012
WTS PROPRIETARY TRADING GROUP LLC
October 6, 2005 - July 19, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
June 2, 2003 - October 12, 2005
LIGHTSPEED PROFESSIONAL TRADING LLC
April 19, 2001 - April 14, 2003
HEARTLAND SECURITIES CORP.
April 21, 1998 - May 1, 2000
HEARTLAND SECURITIES CORP.
January 9, 1997 - April 22, 1998
ICAPITAL MARKETS LLC
August 8, 1996 - October 30, 1996
OSCAR GRUSS & SON INCORPORATED
November 16, 1995 - February 22, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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