Craig K. Goos

HONDIUS CAPITAL MANAGEMENT, LP

STAMFORD, CT 06902

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CRD#: 2653935

Professional summary

Craig Keith Goos, who also goes by Craig K Goos, Craig Keith Goos Mr., is a registered financial advisor currently at HONDIUS CAPITAL MANAGEMENT, LP located in Stamford, Connecticut and ZENITH SECURITIES LLC located in Stamford, Connecticut.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Craig has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig K Goos | Craig Keith Goos Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTH CAPITAL SEED VENTURES LLC (NCSV) 623 E FT UNION BLVD, STE 101, SALT LAKE CITY, UT 84047. INVESTMENT-RELATED. PARTNER. DE LIMITED LIABILITY COMPANY FORMED FOR THE PURPOSE OF INVESTING IN CERTAIN AFFILIATES AND/OR CUSTOMERS OF NCPS AND/OR OTHER NON-AFFILIATED COMPANIES. 0HRS / MO. THIS ENTITY HAS NO INVESTORS OTHER THAN PRINCIPALS AND EMPLOYEES OF NORTH CAPITAL. MAR 2014 CRM HOLDINGS RE LLC 19 OLD BARN RD, FAIRFIELD CT 06824 LLC FORMED TO MAKE AND MANAGE DIRECT REAL ESTATE INVESTMENTS INVESTMENT-RELATED. OWNER ALONG WITH MY WIFE 0 HRS/ MO JUNE 2013 CRM HOLDINGS REAL ESTATE 19 OLD BARN RD, FAIRFIELD CT 06824 LLC FORMED TO MAKE AND MANAGE DIRECT INVESTMENTS INVESTMENT-RELATED. OWNER ALONG WITH MY WIFE 0 HRS/ MO JUNE 2013 CRM HOLDINGS LLC 19 OLD BARN RD, FAIRFIELD CT 06824 LLC FORMED TO MAKE AND MANAGE DIRECT INVESTMENTS INVESTMENT-RELATED. OWNER ALONG WITH MY WIFE 0 HRS/ MO JUNE 2013 Addita Advisory LLC 19 OLD BARN RD, FAIRFIELD CT 06824 LLC FORMED TO Provide business advisory services NOT INVESTMENT-RELATED. OWNER ALONG WITH MY WIFE 0 HRS/ MO January 2019 Iluria Health - Jerusalem, Israel. Technology company. Board advisor. 1 hour per week. June 2023. HondoGo. 1 Stamford Pl, Stamford, CT 06902. Not investment related. EV Charger company. Advisor. 10 trading hours per month. May 2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Keith Goos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2024 - Present

HONDIUS CAPITAL MANAGEMENT, LP

Office #1: 100 First Stamford Place Suite 330, Stamford, CT 06902

RIA

CRD#: 297991

STAMFORD, CT

Current

October 24, 2025 - Present

ZENITH SECURITIES LLC

Office #1: 100 First Stamford Place Suite 330, Stamford, CT 06902

CRD#: 138135

STAMFORD, CT

Past

April 15, 2019 - March 28, 2024

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

St. Louis, MO

Past

February 13, 2012 - June 22, 2017

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

SALT LAKE CITY, UT

Past

February 2, 2012 - June 22, 2017

NORTH CAPITAL

RIA

CRD#: 148802

SALT LAKE CITY, UT

Past

November 24, 2009 - March 3, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

September 2, 2008 - March 3, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

March 23, 2004 - August 5, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 28, 2003 - February 27, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 11, 1998 - June 25, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 20, 1995 - August 14, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HONDIUS CAPITAL MANAGEMENT, LP

HONDIUS CAPITAL MANAGEMENT, LP | INVESTMENT ADVISER TO PRIVATE FUNDS

CRD#: 297991 / SEC#: 801-116871

RIA

Registered Investment Advisory firm - (7/8/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(9/9/2024)

Connecticut
(10/24/2025)

New York
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 6/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/8/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/17/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HONDIUS CAPITAL MANAGEMENT, LP

HONDIUS CAPITAL MANAGEMENT, LP | INVESTMENT ADVISER TO PRIVATE FUNDS

CRD#: 297991 / SEC#: 801-116871

RIA

Registered Investment Advisory firm - (7/8/2019 Approved)

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Contact information

Main Address

100 First Stamford Place Suite 330, Stamford, CT 06902

Mailing Address

Phone number

(203) 930-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

HONDIUS CAPITAL MANAGEMENT - ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 155,714,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig K. Goos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Keith Goos's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZENITH SECURITIES LLC

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

NORTH CAPITAL

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

HONDIUS CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2009

Series 63

Date: 10/27/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 6/22/2017

Series 31

Date: 11/8/1995

Series 7

Date: 10/19/1995

Series 24

Date: 10/17/2006

FINRA

Current Firm

HONDIUS CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HONDIUS CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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