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CRD#: 138135
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ZENITH SECURITIES LLC is located at 100 First Stamford Place Suite 330, Stamford, CT 06902 and was first established at Boston, Delaware in 08/23/2005. After operating for 20 years, ZENITH SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ZENITH SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. ZENITH SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ZENITH SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ZENITH SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ZENITH SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ZENITH SECURITIES LLC Comes From

Understanding the Statistics for ZENITH SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Mailing Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Firm Size
Small
Phone Number
(203) 253-5936
Established
Delaware since 08/23/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HONDO HOLDINGS LLCMEMBER
PRIVATE LEDGER, LLCMEMBER
ARORA, VRINDAFINOP7784034
BISCHOFF, STEVEN WALLACECEO1401631
WHITE, ALAN THOMASCCO2723669

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at ZENITH SECURITIES LLC

SL

Stacey Lynn Lavender

Stacey L Lavender, Stacey Lynn Lavender-Mayes, Stacey Lynn Mayes
IAR
RR
CRD#: 4365033
Location:
Jurupa Valley, CA
Company:
KINGSWOOD WEALTH ADVISORS, LLC
Disclosures:
Experience:
24 years
View Profile
CG

Craig Keith Goos

Craig K Goos, Craig Keith Goos Mr.
IAR
RR
CRD#: 2653935
Location:
Stamford, CT 06902
Company:
HONDIUS CAPITAL MANAGEMENT, LP
Disclosures:
Experience:
30 years
View Profile
JZ

Jane Margaret Zennario

RR
CRD#: 1301780
Location:
Stamford, CT 06902
Company:
ZENITH SECURITIES LLC
Disclosures:
Experience:
23 years
View Profile
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