Daniel De Ontanon
Professional summary
Daniel De Ontanon, who also goes by Daniel Deontanon, is a registered financial professional currently at INVESTMENT PLACEMENT GROUP located in San Diego, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 31, Series 7, Series 24, Series 10, Series 9, Series 4 and Series 23 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel De Ontanon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2025 - Present
INVESTMENT PLACEMENT GROUP
Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101May 8, 2024 - December 2, 2025
VECTORGLOBAL WMG
August 29, 2019 - October 28, 2021
INSIGNEO ADVISORY SERVICES, LLC
May 7, 2018 - October 28, 2021
INSIGNEO SECURITIES, LLC
January 20, 2017 - April 19, 2018
CITI PRIVATE ALTERNATIVES, LLC
March 30, 2010 - April 19, 2018
CITIGROUP GLOBAL MARKETS INC.
December 19, 2006 - February 12, 2010
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
June 28, 2005 - November 20, 2006
POPULAR SECURITIES, LLC
June 3, 2002 - June 10, 2005
UBS INTERNATIONAL INC.
June 3, 2002 - June 10, 2005
UBS INTERNATIONAL INC.
April 30, 2002 - June 1, 2002
UBS FINANCIAL SERVICES INC.
April 19, 2002 - June 3, 2002
UBS FINANCIAL SERVICES INC.
February 23, 1999 - April 23, 2002
MORGAN STANLEY DW INC.
March 23, 1998 - March 1, 1999
DORAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2025)
Exams
Series 7TO
Date: 4/26/2024
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
INVESTMENT PLACEMENT GROUP
CRD#: 14458 / SEC#: , 8-30700
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGCX TRUST | SHAREHOLDER | |
| THE BENREY FAMILY TRUST | SHAREHOLDER | |
| THEMIS INVESTMENT INC. | SHAREHOLDER | |
| BENREY, ALBERT | TRUSTEE OF THE BENREY FAMILY TRUST | 4290443 |
| GONZALEZRUBIO, ADOLFO | CHAIRMAN/CEO | 2385116 |
| LASHKARI, DARIUS NMN | CCO/AMLCO/POO/MUNICIPAL SECURITIES PRINCIPAL | 3061561 |
| SANCHEZ GAVITO, FRANCISCO XAVIER | CROP/SROP | 6205321 |
| SOTO ACEVES, MARTHA ELIZABETH | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5409623 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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