Richard D. Ehrhart
Professional summary
Richard Dana Ehrhart, who also goes by Rick Ehrhart, is a registered financial professional currently at OPTSECURITIES, LLC located in Charlotte, North Carolina.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Dana Ehrhart's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 1999 - Present
OPTSECURITIES, LLC
Office #1: 200 S. College St. 16th Floor, Charlotte, NC, 28202Office #2: 200 S. College St. 16th Floor, Charlotte, NC, 28202September 22, 1995 - November 17, 1997
ROBERT W. BAIRD & CO. INCORPORATED
September 22, 1995 - November 17, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2020)
(12/9/2016)
(2/19/2021)
(9/13/2013)
(4/22/2014)
(4/4/2019)
(7/8/2014)
(2/16/2015)
(3/20/2018)
(3/19/2019)
(2/5/2021)
(12/13/2018)
(11/17/2020)
(12/3/1999)
(5/20/2013)
(8/5/2019)
(7/31/2014)
(3/5/2021)
(4/15/2013)
(3/11/2019)
(3/16/2021)
(7/31/2014)
(3/12/2019)
Exams
FINRA
Current Firm
OPTSECURITIES, LLC
CRD#: 47529 / SEC#: , 8-51811
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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