Mark S. Overley
Professional summary
Mark Shipman Overley, who also goes by Mark S Overley, is a registered financial professional currently at 16 POINTS LLC located in Vega Alta, .
Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Shipman Overley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2016 - Present
16 POINTS LLC
January 22, 2014 - January 11, 2016
BREAN CAPITAL, LLC
April 8, 2010 - September 27, 2013
KCCI, LTD.
December 15, 2006 - September 18, 2008
CITIGROUP GLOBAL MARKETS INC.
October 23, 2000 - April 2, 2003
ZURICH CAPITAL MARKETS SECURITIES, INC.
October 6, 1995 - March 6, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
(12/16/2016)
(10/4/2016)
(3/1/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
16 POINTS LLC
CRD#: 277033 / SEC#: , 8-69648
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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