Kathy Cook Easley
Professional Summary
Kathy Cook Easley, who also goes by Mary Kathryn Cook, Kathy Cook Hopkins, Mary Kathryn Hopkins, Kathy Cook Vann, is a registered financial advisor currently at ARGENT ADVISORS, INC. located in Ruston, Louisiana and LPL FINANCIAL LLC located in Ruston, Louisiana. Kathy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kathy has worked at 6 firms and has passed the Series 66, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary Kathryn Cook, Kathy Cook Hopkins, Mary Kathryn Hopkins, Kathy Cook Vann
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
500 East Reynolds Drive, Ruston, LA 71270Phone Number
(318) 251-5800# of Employees
27SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,888AUM (Assets Under Management)
$1,713,265,623Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | Cover Page | Report |
| 01/27/2025 | Cover Page | Report |
| 03/27/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(10/6/2023)
(10/11/2011)
(4/17/2017)
(1/3/2014)
(10/11/2011)
(4/28/2017)
(10/18/2019)
(10/11/2011)
(11/5/2020)
(10/11/2011)
(8/27/2019)
(10/11/2011)
(1/25/2017)
(1/26/2017)
(2/9/2017)
(3/31/2014)
(10/11/2011)
(10/27/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kathy Cook Easley's CRS (Customer Relationship Summary).
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